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Compliance Officer III
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BNY Mellon Asset Manageme...
Salary: negotiable
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Norwalk, CT |
15 Mar |
| EACM Advisors LLC is a leading investment advisory firm specializing in multi-manager investment programs for institutional a... |
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Futures/Currency/Options Trade Compliance
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Michael Page
Salary: 125,000 -170,000
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Stamford, CT, 06901 |
18 Mar |
| Leading Global Hedge Fund is looking for a mid to senior level trade compliance officer with experience overseeing the future... |
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Associate, Investor Portfolio Performance Support (Investment Management)
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Northwest
Salary: Highly competitive (base...
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Stamford, CT |
18 Mar |
| This position will provide a combination of business and technical operations support for the team that is responsible for in... |
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Compliance and Control Officer
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Societe Generale
Salary: Commensurate with experie...
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Jersey City, NJ |
24 Feb |
| Information Security Department within SGCIB ensures that all internal entities are fully compliant with SGCIB Information Se... |
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Compliance Consultant
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New York Life Investment...
Salary: Salary plus bonus
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Parsippany, NJ, 07054 |
12 Mar |
| The Marketing Material Review Unit of the New York Life Investments’ Compliance area was established to support business unit... |
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Compliance Associate- Macquarie Securities
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Macquarie
Salary: Information not provided
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New York City, NY |
21 Mar |
| We are currently seeking a Compliance Associate in our New York office. |
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Senior Futures Compliance Officer
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Morgan Stanley
Salary: not disclosed
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New York, NY |
19 Mar |
| See job description below |
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Vice President, Enhanced Due Diligence Unit
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Morgan Stanley
Salary: not disclosed
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New York, NY |
19 Mar |
| See job description below |
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Vice President, Bank AML Group
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Morgan Stanley
Salary: not disclosed
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New York, NY |
19 Mar |
| See job description below |
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Director- Compliance Risk
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The Forum Group
Salary: Base salary, bonus and be...
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New York, NY, 10016 |
19 Mar |
| Our client, a global investment banks seeks a compliance professional to run their Compliance Risk Review team. This team is... |
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DEBT CAPITAL MARKETS
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Not Disclosed
Salary: Base plus bonus
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New York City, NY |
19 Mar |
| Our client, a Global Investment Bank is looking to add some layers to its Debt Capital Markets Compliance Team.
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9 New Compliance Positions Nationwide
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The Compliance Search Gro...
Salary: Upon Experience
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New York, NY |
19 Mar |
| The Compliance Search Group is currently seeking professionals nationwide for numerous open positions. To be considered for... |
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Fixed Income Compliance Officer
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Ashton Lane Group, Inc
Salary: Excellent Base & Bonus
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New York City, NY, 10001 |
19 Mar |
| Senior compliance position supporting a leading investment bank. |
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Structured Products Compliance
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The Forum Group
Salary: Base salary, bonus and be...
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New York City, NY |
18 Mar |
| Our client, a top global investment bank is looking for a VP Level compliance candidate to step in and help run the structure... |
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Compliance Consultant (FIIG)
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New York Life Investment...
Salary: Salary plus bonus
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New York, NY, 10010 |
18 Mar |
| New York Life Investments has an opportunity for you to join our team as a Compliance Consultant. The primary responsibilitie... |
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Senior Compliance Officer
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Bloomberg
Salary: NA
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New York City, NY |
18 Mar |
| Bloomberg LP is looking for a senior compliance officer for its New York headquarters. The Candidate will report directly to... |
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Director - Product Compliance Officer
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Michael Page
Salary: 150,000 - 250,000
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Manhattan, NY, 10174 |
18 Mar |
| Leading Global Investment Bank is looking for a Director of Product Compliance. The Compliance Officer should have a senior l... |
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Hedge Fund Compliance Officer
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Michael Page
Salary: 100,000 - 150,000
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Manhattan, NY, 10174 |
18 Mar |
| Hedge Fund is looking compliance officer with 3-7 years of hands on experience at a hedge fund or asset manager. Investment A... |
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AML Compliance Officer
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Michael Page
Salary: 100,000 - 150,000
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Manhattan, NY, 10174 |
18 Mar |
| Leading Global bank is looking for a mid (AVP or VP) level Level AML Compliance Officer. the Compliance Officer should have... |
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Investment Advisor/Broker-Dealer Compliance Manager
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Michael Page
Salary: 150,000 - 250,000
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Manhattan, NY, 10174 |
18 Mar |
| Top tier global private investment manager is looking to add a senior compliance officer with 5-10 years of compliance experi... |
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OFAC Compliance Analyst
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Societe Generale
Salary: Commensurate with experie...
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New York City, NY |
17 Mar |
| OFAC Compliance Surveillance Officer will be responsible to maintain and implement the monitoring programs for the bank and t... |
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Director, Fixed Income Compliance Officer
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BNP PARIBAS
Salary: not disclosed
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New York, NY |
16 Mar |
| See job description below |
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Compliance Manager
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Not Disclosed
Salary: Base Salary Plus Bonus
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New York, NY, 10017 |
16 Mar |
| A top-tier, multi-billion dollar asset management firm is looking to hire a Compliance Manager who MUST have 5 to 10+ years o... |
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Hedge Fund - Legal Counsel
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Robert Half International
Salary: DOE
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New York, NY, 10167 |
16 Mar |
| Robert Half Financial Services group works with some of the most prestigious companies in the Financial Services sector. We... |
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Senior Paralegal - Asset Management
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Robert Half Financial Ser...
Salary: 80,000-90,000
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New York, NY, 10167 |
16 Mar |
| Robert Half Financial Services group works with some of the most prestigious companies in the Financial Services sector. We... |
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Structured Products Financial Engineer
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Societe Generale
Salary: Commensurate with experie...
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New York City, NY |
16 Mar |
| SG Corporate & Investment Banking is looking for a Structured Products Financial Engineer to join the Structuring team of our... |
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Surveillance Analyst
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Societe Generale
Salary: Commensurate with experie...
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New York City, NY |
16 Mar |
| The SGUS Compliance Department is responsible for conducting regulatory oversight and providing advice on compliance issues r... |
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Compliance Analyst
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MacKay Shields LLC
Salary: Commensurate with Experie...
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New York, NY, 10019 |
12 Mar |
| MacKay Shields has grown steadily over the years through rapidly changing market environments. We offer products across US an... |
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Branch Office Examinations & Internal Controls Testing VP
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The Compliance Search Gro...
Salary: Upon Experience
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New York, NY |
12 Mar |
| Perform an integral role in the firm's ability to meet mandatory branch office review requirements, and assist as needed in t... |
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Director of Regulatory Audit Compliance
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Michael Page
Salary: Base plus bonus.
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Long Island City, NY, 11101 |
11 Mar |
| The Director within the Regulatory/Legal team is to aligned to the business and plan execute and manage audit assignments in... |
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